Yes, we are Fiduciaries!
A fiduciary is a person or organization that acts on behalf of another person or persons, putting their clients' interests ahead of their own, with a duty to preserve good faith and trust. Being a fiduciary thus requires being bound both legally and ethically to act in the other's best interests.
A series 65 securities license and an insurance license. The Series 65 license, known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investing and general financial advice to clients. Passing the Series 65 exam qualifies individuals as Investment Advisor Representatives (IARs).
Yes, I chose to set myself up as an independent advisor. What that means is that apart from what I just shared, I am not compensated in any way to steer your money in any particular direction. Just what is in your best interest.
I have bachelors in Accounting from Indiana University and a Masters in Management from Northwestern University’s JL Kellogg Graduate School of Management
When I manage money, I am paid a fee. When I suggest an insurance based solution, the company pays me directly out of their general fund. 100% of your money is invested.
TD Ameritrade
Typically every 60 days
No. You are asked to give 30 days notice, but that isn’t really enforced. You can leave at any time. (Thankfully, it doesn’t happen too often!)
I do and I call it SECURiMENT™. It doesn’t hold your teeth in, as has been suggested, but it does hold your future together.
My Registered Investment Advisor is called Brookstone Capital Management.
Brookstone helps independent advisors (1000+) manage assets of more than 8 Billion dollars as of (12/31/2022). Although I am intimately involved in your investments, I rely heavily on Brookstone’s investment committee. We have numerous models and investment choices but tend to favor less variation in our investment returns.
Simply, our strategies aim to capture more of the upside in positive months, and less of the downside in negative months. We feel this leads to better (less emotional) decision making.
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Address: 1821 Walden Office Square, S-400, Schaumburg, IL 60173
Phone: 312-617-8936
Email: darryl@MySECURiMENT.com
Investment advisory services offered through Brookstone Capital Management, LLC (BCM), a registered investment advisor. BCM and Rose Advisory Group are independent of each other. Insurance products and services are not offered through BCM but are offered and sold through individually licensed and appointed agents. The content of this website is provided for informational purposes only and is not a solicitation or recommendation of any investment strategy. Investments and/or investment strategies involve risk including the possible loss of principal. There is no assurance that any investment strategy will achieve its objectives. Fiduciary duty extends solely to investment advisory advice and does not extend to other activities such as insurance or broker dealer services. Advisory clients are charged a monthly fee for assets under management while insurance products pay a commission, which may result in a conflict of interest regarding compensation. Any comments regarding safe and secure investments, and guaranteed income streams refer only to fixed insurance products. They do not refer, in any way to securities or investment advisory products. Fixed Insurance and Annuity product guarantees are subject to the claims‐paying ability of the issuing company and are not offered by BCM. Index or fixed annuities are not designed for short term investments and may be subject to caps, restrictions, fees and surrender charges as described in the annuity contract.
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